About

Karen Burneff, AIF®

Chief Compliance Office, Chief Operating Officer

562 945-7787
562 696-5487
800 441-0136

As CCO, Karen is responsible for all aspects of office operations. She ensures that financial planning activities are in full compliance with the rules and regulations required of financial advisors. She coordinates the activities of Quantum Econometrics as well as the activities of the Whittier branch of Cetera Advisor Networks.

Karen joined the Whittier branch of Cetera Advisor Networks in November of 2004.  She is an Investment Advisor Representative, Registered Representative, and Branch Manager.  Karen brings over 30 years of extensive experience in the securities industry, including positions as a compliance analyst at the national home office of Financial Network, and positions at Bateman Eichler, Hill Richards, Inc., Everen Securities, Inc. (now part of Wells Fargo), and Paine Webber Inc. (now UBS Securities).

She also serves as a non-public Arbitrator for the Financial Industry Regulatory Authority (FINRA) Dispute Resolution Forum.  FINRA is the largest independent regulator for all securities firms doing business in the United States.  For more than 70 years, it has been their mission to protect America's investors by making sure the securities industry operates fairly and honestly.

Karen holds the following registrations: Series 4, Series 7, Series 24, Series 53, Series 63 and Series 66.

 

Douglas M. Rowan, CFP®, CMFC®, AIF®

First Vice President, Investment Advisor Representative

562 945-7787
562 696-5487
800 441-0136

Douglas Rowan entered the securities industry in 1986.  Doug earned his Bachelor's Degree in Finance from USC and is a Registered Principal authorizing him to oversee corporate securities trading and regulatory guidelines.

The emphasis in Doug's practice is on sound financial planning; coordinating investment portfolios to help clients in seeking to achieve their financial goals and objectives.  Using proprietary algorithms, numerous statistical measures and macro-economic indicators, Doug helps clients seeking information on the optimal mix of their assets, based on liabilities, taxes, and income requirements.

Doug has conducted classes on Investment Management at USC and for Whittier College.  He is an active member of his professional community serving for Lions International and is Past-President of the Whittier Chamber of Commerce.  He serves by appointment as Chairman of the Bond Oversight Committee for the Whittier Union High School District, and is a member of several other professional and community organizations including the Institute of Certified Financial Planners and the International Association for Financial Planning.  Doug volunteers with the local YMCA and serves the Whittier Police Officer's Association, and is a proud supporter of the Special Ops Survivors Foundation, which is committed to the surviving spouses of Special Operations personnel killed in the line of duty.

Among the corporations for whom Doug has designed and conducted financial education seminars are: GTE/Verizon, Philip Morris/Miller Brewing Company, Ameron, Northrup/Grumman, Lockheed, RTD, Boeing/McDonnell Douglas, Loral Corporation, Rockwell, University of Southern California, Whittier College, Whittier Police Department, AT&T and Disney.


Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency), member FINRA/SIPC.  Cetera is under separate ownership from any other named entity.

 

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