Our Process

Like a successful Quality Management System, we follow a strict process:

1. Organize

Gather applicable financial information including any legislative and/or trust data. Write detailed Investment Policy Statement (IPS).  Define roles.

2. Formalize

Investment time horizon and risk identified. Model return calculated.

3. Implement

Investment strategy implemented, compliant with prudent standards.

4. Monitor

Periodic reviews and comparison reports diligently and consistently applied.

 


Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency), member FINRA/SIPC.  Cetera is under separate ownership from any other named entity.

Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

 

California United States

We are registered to sell Securities in the following state(s): California

We are licensed to sell Insurance in the following state(s): California

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